* The noted individuals are consultants engaged directly by Bregal Sagemount portfolio companies (or in some cases by Bregal Sagemount) and are not employees
The portfolio companies listed under “Previous Investing Experience” describe investments that were managed by Gene Yoon, Michael Kosty, Adam Fuller, Kirk Smith, Curt Witte, Clayton Main, Pavan Tripathi, Phil Yates, and Blair Greenberg (collectively, the “Partners”) while they were employed by various third-party investment advisers (collectively, the “Third-Party Advisers”) unaffiliated with Bregal Investments, Inc. (“Bregal”).
Information about the Partners’ previous investing experience is being portrayed herein because i) the Partners were primarily responsible for the management of such portfolio company investments; and ii) Bregal intends to pursue an investment strategy, and employ due diligence and risk management processes, that are similar to those that the Third-Party Advisers pursued and employed with respect to their portfolio company investments.
While the Partners were primarily responsible for the management of such portfolio company investments at their respective Third-Party Adviser, investment committees in respect of which the Partners were voting members, but did not otherwise control, had ultimate discretionary authority over the management of such investments. For these reasons, among others, there are inherent limitations on the value of the information for the companies listed under “Previous Investing Experience."